Files
personaEngine2/tests/Unit/AuditCompleteness.Tests.ps1
T
dave cdc6bb33d3 Implement Stage A: rule engine, validation, audit, and safety gates
Completes 109 of 121 tasks. Every remaining task needs a tenant connection
(T055, T056, T101-T103) or an Azure Automation account (T115-T121).

  354 offline Pester tests      PASS
  Engine purity (Principle IV)  PASS
  Sanitization (SC-013)         PASS  (156 files)
  Graph module loaded in tests  none  (SC-008 holds)

What landed
  - Four-layer configuration validation with stable finding codes, covering
    every VR-002 and VR-003 condition, plus a 23-fixture invalid-config corpus
  - Run loop, audit records (NDJSON through a single sink), summaries,
    reconciliation, and exit codes 0-6
  - Persistence behind a single write-body builder whose result always has
    exactly one key
  - Invoke-PersonaEngine.ps1 and Edit-PersonaEngineConfig.ps1
  - Six docs, two pipelines, traceability matrix, V-5a and sanitization records

Three deviations from tasks.md, each recorded in its status block

  T033 is not in Resolve-UserPersona. evaluationErrorThreshold is run-level
  state and the rule engine is pure; a counter there would break Principle IV.
  It lives in New-PersonaRunCounter and is applied in the run loop.

  A new src/Engine/ layer holds Invoke-PersonaEngineRun. The entry script
  imports the manifest, which requires Microsoft.Graph.Authentication, so a
  loop living only inside it could not run on a machine without the Graph SDK
  and SC-004 could not be proven at all. The entry script is now a thin
  wrapper and what ships is what is tested.

  The invalid-config corpus is generated by a committed script, with the
  generated fixtures committed too, so a reviewer sees the fixture in the diff.

Defects found by running the code, not by reading it

  Group and role ID lists were double-wrapped: @(Get-PersonaGroupIdPage ...)
  around a comma-returned array collapsed every membership list into one
  bogus space-joined entry. That is a silent false non-match, exactly what
  FR-013 exists to prevent.

  A 403 whose status appears only in the exception message parsed as $null,
  which the retry policy treats as a transport error - five requests per
  account against a tenant already refusing. Status extraction now falls back
  to the message text, bounded to 400-599.

  The sanitization scan walked tracked files only, so it covered 34 of 156
  files and none of this phase's code. It now scans untracked non-ignored
  files too, and a negative control confirms it catches a planted leak.

  Test-Json reports one error per violating location, not first-failure-only
  as the V-5a draft claimed. Record and pin corrected.

Enforcement remains blocked on the V-4 security sign-off.

Co-Authored-By: Claude Opus 5 <noreply@anthropic.com>
2026-08-20 21:48:19 -04:00

171 lines
6.6 KiB
PowerShell

#Requires -Modules @{ ModuleName = 'Pester'; ModuleVersion = '5.0.0' }
<#
SC-006, NFR-005: 100% of user events carry run ID, UPN, and Account Object ID, and
100% of matched results carry a rule ID.
"100%" is asserted across a whole run rather than on a single hand-built record.
A record builder can be correct in isolation and still be called wrongly on one
branch, and the branch that gets missed is invariably the error path - which is
the one an auditor will ask about.
#>
BeforeAll {
$repoRoot = Split-Path (Split-Path $PSScriptRoot -Parent) -Parent
. (Join-Path $repoRoot 'tests/TestHelpers.ps1')
foreach ($file in (Get-PersonaSourceFile -RepoRoot $repoRoot)) { . $file }
$script:target = 'extension_<EXTENSION-APP-ID>_<PERSONA>'
$script:runId = '00000000-0000-0000-0000-00000000f001'
$script:rules = @(
(New-TestMembershipRule)
[pscustomobject]@{
id = 'RULE-0900-EMPLOYEE'; name = 'Employees'; enabled = $true; priority = 900; persona = 'Employee'
match = [pscustomobject]@{
operator = 'all'
conditions = @([pscustomobject]@{ type = 'property'; property = 'Department'; operator = 'isNotNull' })
}
}
)
$script:config = New-TestRuntimeConfiguration -TargetAttribute $target -Rules $script:rules
}
Describe 'Audit completeness across a full run (SC-006)' {
BeforeAll {
Mock Get-PersonaUsers { @(New-TestPopulation -Count 24 -TargetAttribute $script:target) }
Mock Write-Host { }
Mock Set-UserPersonaAttribute { [pscustomobject]@{ Succeeded = $true } }
# A mixed run: some lookups fail so EvaluationError records are produced too.
$script:lookup = 0
Mock Get-PersonaGroupMembership {
$script:lookup++
($script:lookup % 4) -eq 0 `
? (New-PersonaMembershipRecord -DirectFailureReason 'Graph 503 after 5 attempts') `
: (New-PersonaMembershipRecord -AllRetrieved)
}
$info = $null
$script:outcome = Invoke-PersonaEngineRun -Configuration $script:config -TargetAttribute $script:target `
-Context (New-TestAuditContext -Mode 'Enforce' -RunId $script:runId) `
-AuditParameters @{ Destination = 'stream' } `
-IsEnforcing -ShouldProcessGate { param($t, $d) $true } `
-InformationVariable info
$script:records = Get-CapturedAuditRecord -Captured $info
$script:userEvents = Get-CapturedAuditRecord -Captured $info -RecordType 'UserEvent'
}
It 'emits one UserEvent per processed user' {
$script:userEvents.Count | Should -Be $script:outcome.Counters.Processed
}
It 'carries the run ID on every record, not only user events' {
foreach ($record in $script:records) {
$record['runId'] | Should -Be $script:runId
}
}
It 'carries the UPN and Account Object ID on every user event' {
foreach ($event in $script:userEvents) {
$event['userPrincipalName'] | Should -Not -BeNullOrEmpty
$event['accountObjectId'] | Should -Not -BeNullOrEmpty
}
}
It 'carries a matched rule ID on every Matched record' {
$matched = @($script:userEvents | Where-Object { $_['outcome'] -eq 'Matched' })
$matched.Count | Should -BeGreaterThan 0
foreach ($event in $matched) {
$event['matchedRuleId'] | Should -Not -BeNullOrEmpty
}
}
It 'carries an evaluationErrorReason on exactly the EvaluationError records' {
$errors = @($script:userEvents | Where-Object { $_['outcome'] -eq 'EvaluationError' })
$errors.Count | Should -BeGreaterThan 0
foreach ($event in $script:userEvents) {
if ($event['outcome'] -eq 'EvaluationError') {
$event['evaluationErrorReason'] | Should -Not -BeNullOrEmpty
}
else {
$event['evaluationErrorReason'] | Should -BeNullOrEmpty
}
}
}
It 'carries the configuration version and hash on every record' {
foreach ($record in $script:records) {
$record['configVersion'] | Should -Be '1.0.0'
$record['configurationHash'] | Should -Not -BeNullOrEmpty
}
}
It 'carries the mode on every record' {
foreach ($record in $script:records) {
$record['mode'] | Should -Be 'Enforce'
}
}
It 'carries an ISO 8601 UTC timestamp on every record' {
foreach ($record in $script:records) {
$record['timestamp'] | Should -Match '^\d{4}-\d{2}-\d{2}T\d{2}:\d{2}:\d{2}\.\d{3}Z$'
}
}
It 'records previousValue on every Updated event and on no other' {
# Captured at write time. Without it, OTD-010 rollback is impossible
# retroactively - no later run can reconstruct what a value used to be.
$updated = @($script:userEvents | Where-Object { $_['action'] -eq 'Updated' })
$updated.Count | Should -BeGreaterThan 0
foreach ($event in $script:userEvents) {
if ($event['action'] -eq 'Updated') {
$event.Contains('previousValue') | Should -BeTrue
}
else {
$event['previousValue'] | Should -BeNullOrEmpty
}
}
}
It 'emits exactly one outcome value per user event' {
foreach ($event in $script:userEvents) {
$event['outcome'] | Should -BeIn @('Matched', 'Unclassified', 'EvaluationError')
}
}
}
Describe 'Run report completeness' {
It 'produces a RunComplete record carrying the counters and the exit code' {
$counters = New-PersonaRunCounter -Rules $script:rules
$counters.Processed = 10
$counters.Matched = 8
$counters.Unclassified = 2
$record = Export-PersonaRunReport -Context (New-TestAuditContext) -Counters $counters `
-StartedUtc ([DateTime]::UtcNow.AddMinutes(-5)) -ExitCode 0
$record['recordType'] | Should -Be 'RunComplete'
$record['processed'] | Should -Be 10
$record['exitCode'] | Should -Be 0
$record['reconciliationPassed'] | Should -BeTrue
$record['startedUtc'] | Should -Match '^\d{4}-\d{2}-\d{2}T'
$record['completedUtc'] | Should -Match '^\d{4}-\d{2}-\d{2}T'
$record['durationMs'] | Should -BeGreaterThan 0
}
It 'refuses an exit code outside the documented range' {
$counters = New-PersonaRunCounter -Rules @()
{ Export-PersonaRunReport -Context (New-TestAuditContext) -Counters $counters `
-StartedUtc ([DateTime]::UtcNow) -ExitCode 9 } | Should -Throw
}
}